Risk Profiling Approaches Used by Canadian Investment Firms

Welcome to the AFS Conference 2015 Schedule App. Please use the search features to see when your session or poster has been scheduled to take place.

The assessment of risk profile methodologies used by Canadian firms based on 3 components:

1. A survey to about 280 investment firms to determine their practices as outlined by their compliance departments.

2. A survey to advisors across Canada to determine the advisor view and beliefs about risk tolerance and its assessment.

3. An analysis of the risk profiling questionnaires of about 30 licenced firms operating in Canada to determine the types of questions asked, what is being measured and how they map to known best practices and regulation.

2015 Conference

October 15–16, 2015

Orlando, FL

Risk Profiling Approaches Used by Canadian Investment Firms

Keywords: 5 words maximum

Very short description for use in the program to help attendees understand more than a title can describe

Lead & Corresponding Author

Mr. Shawn Brayman, PlanPlus Inc.

Job Title

Additional Authors