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2015 Conference

du 15 au 16 October 2015

Orlando, FL

Welcome to the AFS Conference 2015 Schedule App. Please use the search features to see when your session or poster has been scheduled to take place. 

Risk Profiling Approaches Used by Canadian Investment Firms

jeudi 15 octobre 2015 à 10:35–12:05 EDT
1-Council
Keywords: 5 words maximum

Risk Profile Canada

Very short description for use in the program to help attendees understand more than a title can describe

The assessment of risk profile methodologies used by Canadian firms based on 3 components:

1. A survey to about 280 investment firms to determine their practices as outlined by their compliance departments.

2. A survey to advisors across Canada to determine the advisor view and beliefs about risk tolerance and its assessment.

3. An analysis of the risk profiling questionnaires of about 30 licenced firms operating in Canada to determine the types of questions asked, what is being measured and how they map to known best practices and regulation.

Lead & Corresponding Author

Mr. Shawn Brayman, PlanPlus Inc.
Job Title

President

Additional Authors

Chargement en cours …